Supervising Analyst - Personal Independence Compliance Testing
EY
EY
Join EY's Risk Management Services team as a Senior Associate, focusing on Personal Independence Compliance Testing. This role is crucial in safeguarding EY's independence as an auditor by ensuring adherence to global personal independence policies. You'll monitor professionals' financial relationships, identify potential conflicts of interest with audit clients, and interpret firm policies to maintain compliance. This is an excellent opportunity to contribute to EY's reputation within a dynamic and growing environment, becoming a subject matter expert in Independence processes.
Key responsibilities include developing a deep understanding of Personal Independence concepts, such as financial interests and business relationships. You will execute testing procedures according to EYG Independence policies, conduct research, and update EY tools and databases to identify independence-related risks. This role involves delivering comprehensive testing support, communicating with EY professionals and senior stakeholders to resolve queries, and gathering information to become a subject matter expert. You will also perform detailed reviews for Associates, mentor team members, and contribute to process improvements.
To qualify, you should possess a Masters or postgraduate degree, preferably in Finance, from a reputable institute. We require 3 to 7 years of experience in research and analysis within a professional services firm. Candidates with prior client interaction experience will be preferred. Essential skills include well-developed analytical, interpersonal, and communication abilities (both verbal and written) in English, along with a basic understanding of financial products like equities, mutual funds, and insurance policies. Proficiency in MS Office suites is also necessary.
EY Global Delivery Services ( EY GDS)
Financial Services