Supervising Analyst - Personal Independence Compliance Testing

EY

3–7 yrs Gurugram Full Time Remote
EY logo
Posted : yesterday
Actively hiring

Job description

Join EY's Risk Management Services team as a Senior Associate, focusing on Personal Independence Compliance Testing. This role is crucial in safeguarding EY's independence as an auditor by ensuring adherence to global personal independence policies. You'll monitor professionals' financial relationships, identify potential conflicts of interest with audit clients, and interpret firm policies to maintain compliance. This is an excellent opportunity to contribute to EY's reputation within a dynamic and growing environment, becoming a subject matter expert in Independence processes.

Responsibilities

Key responsibilities include developing a deep understanding of Personal Independence concepts, such as financial interests and business relationships. You will execute testing procedures according to EYG Independence policies, conduct research, and update EY tools and databases to identify independence-related risks. This role involves delivering comprehensive testing support, communicating with EY professionals and senior stakeholders to resolve queries, and gathering information to become a subject matter expert. You will also perform detailed reviews for Associates, mentor team members, and contribute to process improvements.

Qualifications

To qualify, you should possess a Masters or postgraduate degree, preferably in Finance, from a reputable institute. We require 3 to 7 years of experience in research and analysis within a professional services firm. Candidates with prior client interaction experience will be preferred. Essential skills include well-developed analytical, interpersonal, and communication abilities (both verbal and written) in English, along with a basic understanding of financial products like equities, mutual funds, and insurance policies. Proficiency in MS Office suites is also necessary.

Essential Skills

MS Office SuiteMS ExcelMS WordMS PowerPointOutlookResearch and AnalysisCommunicationInterpersonal SkillsTime ManagementProblem-SolvingFinancial Products AnalysisEY Global Independence Policies

Good to Have

Client InteractionData AnalysisReport Generation

Highlights

  • Actively hiring

More Details

RoleSupervising Analyst - Personal Independence Compliance Testing
IndustryFinancial Services
DepartmentRisk Management
Employment TypeFull Time, Remote

About the Company

EY Global Delivery Services ( EY GDS) logo

EY Global Delivery Services ( EY GDS)

Financial Services

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