Consultant - Regulatory Compliance - Financial Services - Mumbai
EY
EY
Join our advisory risk services team to provide clients with a thorough understanding of their risk landscape. Our solutions build confidence with customers, the market, and regulatory bodies. You will be instrumental in executing client engagements across governance, risk & compliance (GRC), internal audits, process reviews, standard operating procedures, enterprise risk management, and revenue assurance.
We are looking for passionate leaders with a strong vision and a desire to stay ahead of trends in the risk industry. If you are driven by helping businesses reach their full potential, this role is an excellent opportunity for you.
Key responsibilities include working with a Bank/Financial Institution's Regulatory Compliance department, interpreting regulations, and preparing MIS for senior management. You will provide advisory support, create regulatory compliance checklists, track regulatory interactions, and proactively engage with stakeholders to meet defined timelines. Additionally, you will develop status update presentations, ensure high-quality work delivery, anticipate and escalate engagement risks, and build strong client and internal relationships. A solution-based approach to problem-solving is essential.
To excel in this role, you need 2-6 years of post-qualification experience in a regulatory compliance role within a Bank or Financial Institution. A Chartered Accountant, Certified Internal Auditor, or a Master's degree in Business Administration is required. You should possess strong knowledge of interpreting regulations and circulars from regulatory bodies. The role also requires excellent project management, teamwork, and communication skills, along with the ability to identify and manage business risks.
This position requires willingness to travel up to 50% of the time outside your assigned office location and commute within the region. A valid passport is mandatory.
EY Global Delivery Services ( EY GDS)
Financial Services