Associate - Personal Independence Compliance Testing
EY
EY
Join EY's Risk Management Services (RMS) team as an Associate focused on Personal Independence Compliance Testing. This internal function safeguards EY's professional practice by managing risks associated with Independence, Conflicts, and Compliance. You will play a key role in executing global Independence processes, ensuring adherence to firm policies by testing EY professionals' financial relationships to identify and report potential conflicts of interest with audit clients. This is a fantastic opportunity to contribute to EY's reputation and develop expertise in a growing Center of Excellence.
As part of the largest sub-service function, Independence within RMS, you'll help EY professionals maintain auditor objectivity. This involves assessing employee financial and personal relationships, conducting investigations, and resolving personal independence matters. The RMS Independence team is a global network with a significant presence in India, making this a dynamic and collaborative environment.
As an Associate in the GDS RMS Independence PICT team, you will develop a strong understanding of Personal Independence concepts, including financial interests and business relationships. You will execute established EYG Independence policies, conduct research, and update various EY tools and databases. Your work will involve analyzing professionals' financial holdings and relationships to determine independence compliance. You will collaborate closely with senior team members and stakeholders to resolve queries and gather essential information, positioning yourself as a subject matter expert.
Key responsibilities include: - Executing procedures outlined in EYG Independence policies. - Conducting research and performing updates on EY tools and databases. - Analyzing financial holdings and relationships for independence compliance. - Assisting EY professionals in identifying independence-related risks. - Contributing to testing support for regions and global compliance processes.
To excel in this role, you should possess a Master's or post-graduate degree, preferably in Finance, from a reputable institution. We are looking for candidates with 1 to 3 years of experience in research and analysis within a professional services firm. Essential skills include well-developed analytical, interpersonal, and communication abilities, both verbal and written, in English.
Familiarity with financial products such as equities, mutual funds, pension plans, and insurance policies is required. You should also be proficient in MS Office suites, including Outlook, Excel, and SharePoint. Strong ethical conduct, integrity, and a client-centric mindset are vital. Adaptability, agility, and the ability to manage sensitive information confidentially are also key attributes for success in this dynamic role.
EY Global Delivery Services ( EY GDS)
Financial Services